Architects Act 1997
   HOME

TheInfoList



OR:

The Architects Act 1997 (c. 22) is the consolidating Act of the
Parliament of the United Kingdom The Parliament of the United Kingdom is the supreme legislative body of the United Kingdom, the Crown Dependencies and the British Overseas Territories. It meets at the Palace of Westminster, London. It alone possesses legislative suprema ...
for the keeping and publishing of the statutory
Register of Architects From 1932 there has been a statutory Register of Architects under legislation of the United Kingdom Parliament originally enacted in 1931. The originating Act contained ancillary provisions for entering an architect’s name in the register and re ...
by the
Architects Registration Board The Architects Registration Board (ARB) is the statutory body for the registration of architects in the United Kingdom. It operates under the Architects Act 1997 as amended, a consolidating Act. It began under the Architects (Registration) Act, ...
. It has the
long title In certain jurisdictions, including the United Kingdom and other Westminster-influenced jurisdictions (such as Canada or Australia), as well as the United States and the Philippines, primary legislation has both a short title and a long title. The ...
: ''An Act to consolidate the enactments relating to architects.'' It consolidated two Acts of the 1930s as later amended both by primary legislation and by Orders in Council implementing the EC directive on architects providing for the recognition of architects qualified in other EC states, and the changes which had been made by Part III of the
Housing Grants, Construction and Regeneration Act 1996 The Housing Grants, Construction and Regeneration Act 1996 is an Act of Parliament of the United Kingdom. Its long title shows that it is a piece of omnibus legislation: :''An Act to make provision for grants and other assistance for housing pur ...
.


Passage of the consolidating Bill

The Architects Act 1997 consolidated the originating and amending Acts relating to the registration of architects, namely the Architects Acts 1931-1996 (section 125 of the
Housing Grants, Construction and Regeneration Act 1996 The Housing Grants, Construction and Regeneration Act 1996 is an Act of Parliament of the United Kingdom. Its long title shows that it is a piece of omnibus legislation: :''An Act to make provision for grants and other assistance for housing pur ...
). The
Bill Bill(s) may refer to: Common meanings * Banknote, paper cash (especially in the United States) * Bill (law), a proposed law put before a legislature * Invoice, commercial document issued by a seller to a buyer * Bill, a bird or animal's beak Plac ...
was introduced to the
House of Lords The House of Lords, also known as the House of Peers, is the Bicameralism, upper house of the Parliament of the United Kingdom. Membership is by Life peer, appointment, Hereditary peer, heredity or Lords Spiritual, official function. Like the ...
on 17 December 1996 by the
Lord Chancellor The lord chancellor, formally the lord high chancellor of Great Britain, is the highest-ranking traditional minister among the Great Officers of State in Scotland and England in the United Kingdom, nominally outranking the prime minister. The ...
,
Lord Mackay of Clashfern James Peter Hymers Mackay, Baron Mackay of Clashfern, (born 2 July 1927) is a British advocate. He served as Dean of the Faculty of Advocates, Lord Advocate, and Lord Chancellor (1987–1997). He is a former active member of the House of Lo ...
, and given its first reading. It received its second reading without call for a debate on 20 January 1997 and was passed to the Joint Committee on Consolidation Bills. On 3 March 1997 it was read for a third time without debate and passed to the
House of Commons The House of Commons is the name for the elected lower house of the bicameral parliaments of the United Kingdom and Canada. In both of these countries, the Commons holds much more legislative power than the nominally upper house of parliament. ...
. The Bill was given
Royal Assent Royal assent is the method by which a monarch formally approves an act of the legislature, either directly or through an official acting on the monarch's behalf. In some jurisdictions, royal assent is equivalent to promulgation, while in other ...
on 19 March 1997 and came into force on 21 July 1997.


Legislative continuity

The legislative continuity from the originating Act of 1931 to the consolidating Act of 1997 is shown by paragraph 19(2)(a) of Schedule 2 in the 1997 Act: : ''"the Council" means the Architects' Registration Council of the United Kingdom established under the 1931 Act, which was renamed as the Board by section 118(1) of the 1996 Act.'' The
Architects Registration Board The Architects Registration Board (ARB) is the statutory body for the registration of architects in the United Kingdom. It operates under the Architects Act 1997 as amended, a consolidating Act. It began under the Architects (Registration) Act, ...
(ARB) has limited powers to make rules in the manner prescribed by the Architects Act 1997, but not the power to make regulations which had previously been ascribed to the registration body when it was constituted as the
Architects' Registration Council of the United Kingdom {{noref, date=December 2011 Under an Act passed by the UK Parliament in 1931, there was established an Architects' Registration Council of the United Kingdom (ARCUK), referred to in the Act as "the Council". The constitution of the Council was pres ...
(ARCUK).


Statutory purpose

The Act embodied previous legislation consequent upon
EU directives A directive is a legal act of the European Union that requires member states to achieve a particular result without dictating the means of achieving that result. Directives first have to be enacted into national law by member states before thei ...
concerning the mutual recognition of professional qualifications in the member states of the European Union and other EEA States, and certain changes which had been made to the previous legislation after the publication of the
Warne Report The Warne Report, Crown copyright. was published by the United Kingdom Government in 1993. It was referred to in a government consultation paper on Reform of Architects Registration dated 19 July 1994. Eventually, certain changes to the Archite ...
in 1993. For the purpose of ascertaining the duties and functions which the Architects Registration Board is required to execute and perform under the Architects Act 1997, the constraints on the Board include the requirements judicially applicable in the name of
administrative law Administrative law is the division of law that governs the activities of government agency, executive branch agencies of Forms of government, government. Administrative law concerns executive branch rule making (executive branch rules are gener ...
. In May 2006 ministerial responsibility for the ARB was transferred from the ODPM to the DCLG (
Department for Communities and Local Government The Department for Levelling Up, Housing and Communities (DLUHC), formerly the Ministry for Housing, Communities and Local Government (MHCLG), is a department of His Majesty's Government responsible for housing, communities, local government ...
). The DCLG website shows that of "four categories" of "
non-departmental public bodies In the United Kingdom, non-departmental public body (NDPB) is a classification applied by the Cabinet Office, Treasury, the Scottish Government and the Northern Ireland Executive to public sector organisations that have a role in the process of na ...
" (NDPBs) the ARB was being classified (at the end of May 2007) as one of two "
public corporations A public company is a company whose ownership is organized via shares of stock which are intended to be freely traded on a stock exchange or in over-the-counter markets. A public (publicly traded) company can be listed on a stock exchange (list ...
", the other one being the Audit Commission, a body of entirely different political and legislative origin, function and capacities, so that the two have practically nothing in common. The website there briefly described the ARB as: : ''The independent statutory regulator of all UK registered architects which has a dual mandate to protect the consumer and to safeguard the reputation of architects''. That appears to have been more a politically advised than a factual statement, in that it lacks congruity with an ordinary or accurate reading of the legislation enacted by Parliament (see further information below "Accuracy of Government Information").


Amendment in 2008 under the

European Communities Act 1972 (UK) The European Communities Act 1972c 68, also known as the ECA 1972, was an Act of the Parliament of the United Kingdom which made legal provision for the accession of the United Kingdom to the three European Communities the European Economic ...

Amendments An amendment is a formal or official change made to a law, contract, constitution, or other legal document. It is based on the verb to amend, which means to change for better. Amendments can add, remove, or update parts of these agreements. The ...
made in June 2008 by
Statutory Instrument In many countries, a statutory instrument is a form of delegated legislation. United Kingdom Statutory instruments are the principal form of delegated or secondary legislation in the United Kingdom. National government Statutory instrument ...
established rules for the recognition of professional qualifications enabling migrants from the
European Economic Area The European Economic Area (EEA) was established via the ''Agreement on the European Economic Area'', an international agreement which enables the extension of the European Union's single market to member states of the European Free Trade Ass ...
or
Switzerland ). Swiss law does not designate a ''capital'' as such, but the federal parliament and government are installed in Bern, while other federal institutions, such as the federal courts, are in other cities (Bellinzona, Lausanne, Luzern, Neuchâtel ...
to register as architects in the United Kingdom. It also set out provisions for facilitating temporary and occasional professional services cross-border.


Changes: before and after July 1997

The previous legislation had enabled and required the
Register of Architects From 1932 there has been a statutory Register of Architects under legislation of the United Kingdom Parliament originally enacted in 1931. The originating Act contained ancillary provisions for entering an architect’s name in the register and re ...
to be established, maintained and published; and for that purpose there had been a Council, called the
Architects' Registration Council of the United Kingdom {{noref, date=December 2011 Under an Act passed by the UK Parliament in 1931, there was established an Architects' Registration Council of the United Kingdom (ARCUK), referred to in the Act as "the Council". The constitution of the Council was pres ...
(ARCUK), which had been established as a body corporate by the originating Act, namely the Architects (Registration) Act, 1931. The changes embodied in the
consolidating Act A consolidation bill is a bill introduced into the Parliament of the United Kingdom with the intention of consolidating several Acts of Parliament or Statutory Instruments into a single Act. Such bills simplify the statute book without significan ...
of 1997 had first been enacted in Part III of the
Housing Grants, Construction and Regeneration Act 1996 The Housing Grants, Construction and Regeneration Act 1996 is an Act of Parliament of the United Kingdom. Its long title shows that it is a piece of omnibus legislation: :''An Act to make provision for grants and other assistance for housing pur ...
. The changes had been made on the basis of a government consultation document dated 19 July 1994 which the
Department of the Environment An environmental ministry is a national or subnational government agency politically responsible for the environment and/or natural resources. Various other names are commonly used to identify such agencies, such as Ministry of the Environment, ...
had issued with the title "
Reform of Architects Registration "Reform of Architects Registration" was the title of a UK government consultation paper dated 19 July 1994 which was issued by the Department of the Environment. The introduction stated that in October 1993 the Government had announced that the pro ...
". The consultation document had set out fourteen proposals for reform, stemming from a request from ARCUK to the Government in 1992 that the Architects Registration Acts should be reviewed; and stated that a report on the review which had been carried out had been published by HMSO in 1993. The report had been made by Mr E J D Warne, CB, and is commonly known as "The
Warne Report The Warne Report, Crown copyright. was published by the United Kingdom Government in 1993. It was referred to in a government consultation paper on Reform of Architects Registration dated 19 July 1994. Eventually, certain changes to the Archite ...
". The legislation which followed carried the proposed purposes into effect only in part. In the consultation document the purpose of the reformed body was stated to be: setting criteria for admission to the Register; preventing misuse of the title "
architect An architect is a person who plans, designs and oversees the construction of buildings. To practice architecture means to provide services in connection with the design of buildings and the space within the site surrounding the buildings that h ...
"; and the discipline of unprofessional conduct, and the setting of fee levels. To that end, fourteen proposals had been enumerated. Some were later abandoned; and others substantially altered, whether in the Bill which was presented to Parliament or in its passage through Parliament, including: * that the reformed Board would be given statutory authority to make regulations consistent with the provisions of the legislation governing architects registration; * that the reformed Board would publicise a statement of the criteria for disciplinary offences; and * that in disciplinary cases, there would be a range of non-monetary penalties, and hearings would be before a small statutory committee composed of both architects and non-architects, with a right to appeal to the full Board. Proposals mentioned in the consultation document which were later enacted and are now operative were: * that ARCUK would remain as a legal entity, but, with no impact on its role or status, the name would be changed to "
Architects Registration Board The Architects Registration Board (ARB) is the statutory body for the registration of architects in the United Kingdom. It operates under the Architects Act 1997 as amended, a consolidating Act. It began under the Architects (Registration) Act, ...
" (ARB); * that there should be an office of Registrar whose functions would be to maintain the Register and carry out the instructions of the Board; * that the Board would be made up of 8 lay members appointed by the Government, and 7 architects elected by registered architects; and * that the
Board of Architectural Education The Board of Architectural Education is no longer appointed. It had been a statutory body in the United Kingdom constituted under section 5 of the Architects (Registration) Act, 1931. The Act was citable with two amending Acts as the Architects ...
would be abolished, by reason of it being an unwieldy body which would be unnecessary for fulfilling the functions of the reformed Registration Board. The Table of Derivations, set out at the end of the Act after Schedule 3, by showing the changes which had been made by the 1996 Act to the originating Act of 1931 (as it had by then been amended by the 1938 Act and other legislation), distinguishes them from the provisions which were in the legislation before the 1996 Act, and so were operative in the time of ARCUK and have remained operative from 21 July 1997, when the reconstituting changes took effect.


Professional Conduct Committee

One of the changes made was replacing the Discipline Committee of ARCUK with a Professional Conduct Committee under Part III of the Act with statutory powers to inflict fines expressly on a par with criminal penalties. Under the Act, the committee was to be a body having persons who were not themselves members of the profession in the decisive majority and who would not necessarily have the appropriate skill and knowledge to be able to act competently and fairly in respect of hazarding an architect's professional reputation or livelihood; nor would members of the committee be acting under the judicial oath of a judge or a magistrate in a court of criminal or civil jurisdiction, or pursuant to the consensual jurisdiction of an arbitrator. As a safeguard of
due process Due process of law is application by state of all legal rules and principles pertaining to the case so all legal rights that are owed to the person are respected. Due process balances the power of law of the land and protects the individual pers ...
in accordance with the
rule of law The rule of law is the political philosophy that all citizens and institutions within a country, state, or community are accountable to the same laws, including lawmakers and leaders. The rule of law is defined in the ''Encyclopedia Britannica ...
the statutory provisions for constituting the Professional Conduct Committee in Part II of Schedule 1 of the Act (and as later amended) reflect the usual practice for appointing a legally qualified chairman, with appropriate experience, who can be held to have a professional and judicial responsibility for protecting the basic right of any accused person, whose reputation and livelihood could be at stake, to a fair and unprejudiced hearing and trial. Exoneration Under the first section of Part III of the Act the Board is required to issue a code "laying down standards of professional conduct and practice expected of registered persons", but the same section states explicitly that failure to comply with the provisions of the code shall not be taken of itself to constitute unacceptable professional conduct. In the case of an architect against whom an allegation of unacceptable professional conduct or serious professional incompetence has not been sustained by the Professional Conduct Committee the Act provides for publication of an exonerating statement.section 15 (5)
/ref>


Definitions

The Table of Derivations also shows that certain definitions which were inserted for the purpose of the consolidation included one to make clear that where there is a reference to "unacceptable professional conduct", it has the same meaning as it has in section 14 (not ''vice versa''): in section 14(1) the phrase is expanded as "conduct which falls short of the standard required of a registered person".


Interpretation


Legislative context of Architects Registration

Under the legislation, the registration body has been a statutory corporation from its inception, first as a Council of numerous persons nominated mainly by professional bodies under the 1931 Act, and, from July 1997, as a Board of fifteen persons, of which the majority has been appointed by the
Privy Council A privy council is a body that advises the head of state of a state, typically, but not always, in the context of a monarchic government. The word "privy" means "private" or "secret"; thus, a privy council was originally a committee of the mon ...
in the manner prescribed by paragraph 3(1) of Schedule 1 of the Act, that is: : ''...after consultation with the Secretary of State and such other persons or bodies as the Privy Council thinks fit, to represent the interests of users of architectural services and the general public'', Members of the general public clearly have an interest to the extent that the legislation makes it a criminal offence to infringe the restrictions placed upon the freedom of individuals (including qualified architects), and of firms and partnerships, and companies and corporations of all kinds, to use the word "architect". From the 1880s, it has been a moot point whether the effect of such registration and protection of the title "architect" would be to place an undue burden on the profession for too little benefit for the public, or to confer an unfair advantage on the profession, or one section of it, as against competitors. But in more recent decades the statutory
Register of Architects From 1932 there has been a statutory Register of Architects under legislation of the United Kingdom Parliament originally enacted in 1931. The originating Act contained ancillary provisions for entering an architect’s name in the register and re ...
and the protection of the title "
architect An architect is a person who plans, designs and oversees the construction of buildings. To practice architecture means to provide services in connection with the design of buildings and the space within the site surrounding the buildings that h ...
" under the legislation has been affected by the obligation of the Government to secure compliance with obligations in connection with membership of the
European Union The European Union (EU) is a supranational political and economic union of member states that are located primarily in Europe. The union has a total area of and an estimated total population of about 447million. The EU has often been des ...
and the
European Economic Area The European Economic Area (EEA) was established via the ''Agreement on the European Economic Area'', an international agreement which enables the extension of the European Union's single market to member states of the European Free Trade Ass ...
. This has brought in its train questions about the criteria and standards for deciding upon equivalence of professional qualifications in EU and EEA countries, and the legitimate expectations of those who have qualified.


Accuracy of UK Government information about Architects Registration

In May 2006 the then Prime Minister (Mr Blair) arranged for ministerial responsibility for the Architects Registration Board to be transferred from the then Office of the Deputy Prime Minister (ODPM) to a newly formed Department which was to be called "
Communities and Local Government The Department for Levelling Up, Housing and Communities (DLUHC), formerly the Ministry for Housing, Communities and Local Government (MHCLG), is a department of His Majesty's Government responsible for housing, communities, local government i ...
" (DCLG) and to be headed by a Secretary of State (
Ruth Kelly Ruth Maria Kelly (born 9 May 1968) is a former British Labour Party politician who served as the Member of Parliament (MP) for Bolton West from 1997 until she stood down in 2010. Previously, she served as the Secretary of State for Transport, ...
), to whom the Prime Minister addresse
a letter
setting out what was required. This Department'
official website
published the Prime Minister's letter and stated its vision to be of "prosperous and cohesive communities, offering a safe, healthy and sustainable environment for all". The website also ha
a page
for describing the
Architects Registration Board The Architects Registration Board (ARB) is the statutory body for the registration of architects in the United Kingdom. It operates under the Architects Act 1997 as amended, a consolidating Act. It began under the Architects (Registration) Act, ...
where it offered a summary of the effect of the legislation, but which had a thread of inaccuracy in three out of four sentences, namely: * stating that ARB "succeeded" ARCUK, when the legislation had expressly stated that it was the same body but with another name as from July 1997 (See above: Continuity of Legislation); * stating that it was established to guarantee the professional competence of architects to consumers, when there is nothing in the legislation or otherwise giving ARB either the legal powers or the funds to honour any such guarantee; and * that all architects must be registered by ARB in order to practise legally in the United Kingdom, when under the legislation (see related articles cited below) an architect, or any other person, is free to perform or supply the services of an architect subject only to the restrictions on the use of the vernacular word "
architect An architect is a person who plans, designs and oversees the construction of buildings. To practice architecture means to provide services in connection with the design of buildings and the space within the site surrounding the buildings that h ...
" contained in the legislation first enacted by Parliament in the 1938 Act.


See also

*
Architects (Registration) Acts, 1931 to 1938 The Architects (Registration) Acts, 1931 to 1938 is the statutory citation for three Acts of the United Kingdom Parliament, namely: * Architects (Registration) Act 1931; * Architects (Registration) Act 1934; and * Architects Registration Act 1938 ...
*
Architects Registration in the United Kingdom In the United Kingdom, the Architects Act 1997 imposes restrictions on the use of the name, style or title "architect" in connection with a business or a professional practice, and for that purpose requires a statutory Register of Architects to be ...
*
Architects Registration Board The Architects Registration Board (ARB) is the statutory body for the registration of architects in the United Kingdom. It operates under the Architects Act 1997 as amended, a consolidating Act. It began under the Architects (Registration) Act, ...
*
Architects' Registration Council of the United Kingdom {{noref, date=December 2011 Under an Act passed by the UK Parliament in 1931, there was established an Architects' Registration Council of the United Kingdom (ARCUK), referred to in the Act as "the Council". The constitution of the Council was pres ...
*
Housing Grants, Construction and Regeneration Act 1996 The Housing Grants, Construction and Regeneration Act 1996 is an Act of Parliament of the United Kingdom. Its long title shows that it is a piece of omnibus legislation: :''An Act to make provision for grants and other assistance for housing pur ...
*
Reform of Architects Registration "Reform of Architects Registration" was the title of a UK government consultation paper dated 19 July 1994 which was issued by the Department of the Environment. The introduction stated that in October 1993 the Government had announced that the pro ...


References


External links

*
The Rt Hon Tony Blair, former Prime MinisterAbout the DCLG

Letter from the Prime Minister to Ruth Kelly, 9 May 2006

Non-Departmental Public Bodies

The Architects Registration BoardParliamentary Stages of a Government Bill - see page 8 for Consolidation Bills
{{UK legislation Registration of architects in the United Kingdom United Kingdom Acts of Parliament 1997 Architectural education